Addressing Compliance Risk: Why Is This Client in This Portfolio?

We’re excited to share our latest paper: “Addressing Compliance Risk: Why Is This Client in This Portfolio?” It explores the growing pressure firms face to justify portfolio decisions and how a more thoughtful, goals-based framework can help.

Full paper below via carousel →
Matthew Kadnar, CFA Andy Finnegan, CFA, CAIA
#goalsbasedinvesting #portfolioalignment

P.S. Would love to hear what you think. Feel free to share your thoughts in the comments.